International Journal of Psychophysiology
Volume 26, Issues 1–3,
June 1997
, Pages 299-317
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Abstract
The literature on the relationship between background EEG and event-related brain potentials (ERPs) is reviewed, with the conclusion that variation in the former can contribute to individual variability in the latter. The effects of background EEG activity on the P300 component are then described using the results of three experiments. Study 1 assayed the association between EEG spectral power/mean frequency and P300 amplitude/latency measures in young adults. For the slower delta, theta, and alpha bands generally strong correlations were obtained for both types of measures. Study 2 employed similar techniques to assess a large sample of adults who varied in age from 20–80+ years. EEG power in the slower bands was correlated positively with P300 amplitude across the age range, but few effects for mean frequency/component latency were observed. Study 3 measured a group of young adults ten times very 20 min to assess for temporal changes in the relationship between EEG and ERPs. The correlations between spectral power and P300 amplitude measures were found to vary in a manner that suggested the influence of ultradian rhythms on neuroelectric activity. Taken together, the findings from all three study indicate that background EEG variation contributes significantly to the individual variability of the P300 ERP. Theoretical and applied implications of the findings are discussed.© 1997 Elsevier Science B.V.
Introduction
The P3(00) event-related brain potential (ERP) has demonstrated significant promise as an electrophysiological measure of human cognition (Donchin and Coles, 1988; Donchin et al., 1986). Variation in its amplitude (Pfefferbaum et al., 1989; Smith and Halgren, 1989; Fabiani et al., 1990; Noldy et al., 1990) and latency in normals (Howard and Polich, 1985; Emmerson et al., 1990; Johnson et al., 1985; O'Donnell et al., 1990; Polich et al., 1990b) as well as in clinical populations (Polich et al., 1986, Polich et al., 1990a; O'Donnell et al., 1987; Goodin et al., 1992) suggests that the P300 reflects individual differences in cognitive capability. However, despite the discovery of variables that contribute to between-subject variation in P300 measures (e.g. Geisler and Polich, 1990, Geisler and Polich, 1992a, Geisler and Polich, 1992b; Polich and Geisler, 1991; Polich and Martin, 1992; see Polich and Kok, 1995for a review), the utility of the P300 and ERPs in general has been limited by the variability observed for component measures (Polich, 1986; Polich, 1992; Alexander et al., 1994).
Even though the exact origins of ERP variability are not known, it is reasonable to suppose that background electroencephalographic (EEG) activity may contribute to variation in ERP values. The paper will review the literature context of this hypothesis and summarize the results of several initial investigations on the relationship between EEG and P300 variability. The focus of these studies was: (1) to determine if EEG and P300 measures are related in normal, young adult subjects; (2) to ascertain how such a relationship might change with normal aging; and (3) to explore the possible influence of ultradian rhythms on the EEG/P300 association. If variation in EEG is associated with individual differences in the P300 ERP, quantification of the connections between these neuroelectric phenomena should help account for some of the variability when ERPs are used to assess cognitive function.
The effects of EEG activity on sensory evoked potentials (EPs) have been investigated in various studies. In general, comparisons between background EEG and EP values have been made either by: (1) recording EEG in groups of individuals — sometimes selected for special characteristics (e.g., low vs. high alpha power) — and assessing how EEG variability affects EP amplitude and latency values between subjects; or (2) recording pre- and post-stimulus EEG and assessing how pre-stimulus EEG variability affects the post-stimulus EP measures within subjects. Each of these approaches has produced a disparate literature, although some generalizations about the findings can be made.
The first procedure was employed in many early studies and generally found that large magnitude EEG was associated with large EP amplitudes despite considerable differences in methodology (Barlow, 1960; Kooi and Bagchi, 1964; Rodin et al., 1965; Spilker et al., 1969). These results were supported by investigations demonstrating that experimentally induced changes in the EEG, especially in the alpha band, also affected EPs (Cigánek, 1961; Garcı́a-Austt, 1963; Rémond and Lesèvre, 1967), perceptual phenomena (Donchin and Lindsley, 1965; Nunn and Osselton, 1974), and reaction time (Callaway and Yeager, 1960; Surwillo, 1963; Dustman and Beck, 1965; Surwillo, 1971). Hence, variation of background EEG appears to influence sensory EP measures across individuals, although a clear consensus of the effects is not apparent primarily because of wide variation in recording techniques and experimental methodology.
The second approach has been adopted by more recent reports, which was first introduced by Basar and his colleagues using animals (Basar et al., 1976a; Basar et al., 1979) and later applied to humans (Basar et al., 1976b, Basar et al., 1984; Basar, 1980; Basar and Stampfer, 1985; Stampfer and Basar, 1985). These studies have found reasonably strong associations between pre-stimulus EEG and the post-stimulus EP measures primarily in the slower theta as well as alpha bands, with large-magnitude pre-stimulus EEG again related to large amplitude EPs. However, the results were affected by stimulus parameters and whether the subject was engaged in an explicit task (Grillon and Buchsbaum, 1986; Romani et al., 1988; Brandt et al., 1991; Jansen and Brandt, 1991). Thus, variation in background EEG appears to be associated with characteristics of the averaged sensory EP within and between subjects across variegated studies (Boddy, 1971; Galin and Ellis, 1975; Rogers, 1980).
A positive relationship between pre-stimulus EEG spectral power, primarily in the theta and alpha bands, and amplitude of the P300 ERP has been reported (Basar et al., 1984; Pritchard et al., 1985; Jasiukaitis and Hakerem, 1988; Basar et al., 1989; Jasiukaitis et al., 1990). Indeed, a recent investigation has found that EEG and the P300 component interactively reflect the mental events underlying information processing during complex memory tasks (Mecklinger et al., 1992). These studies suggest that within-subject EEG variability is associated with variation in P300 ERP measures. However, the relationship between background EEG and ERP variability needs to be characterized more precisely to articulate exactly how the EEG is related to ERP phenomena across individuals.
Section snippets
Overview and methodology
Toward this end, the general method employed in the series of studies described below was to obtain both EEG and ERPs from the same subjects, quantify the electrophysiological data using standardized techniques, and correlate the measures from each procedure with one another across subjects. This approach was used in Study 1 to assess the individual variability in a homogeneous sample of young adults. Study 2 extended this method to characterize the effects of normal aging. Study 3 addressed
Theoretical considerations
Given this conclusion, one possible mechanism that could underlie the observed interaction between EEG and the P300 component may be 'event-related desynchronization' (ERD) of the EEG alpha band during information processing (Pfurtscheller, 1977, Pfurtscheller, 1992; Pfurtscheller and Aranibar, 1977; Klimesch et al., 1992). ERDs are thought to originate from decreases in alpha band EEG power when attentional resources are allocated for cognitive operations (van Winsum et al., 1984; Sergeant et
Summary and caveat
The present findings support the hypothesis that individual variation in background EEG activity is associated with P300 amplitude and latency variability. Given that P300 measures can reflect cognitive capability, investigation of how the EEG is related to ERP generation should help to delimit the individual variability observed in ERPs from both normal and clinical populations. It should be emphasized, however, that the results reported here are correlational and say little about possible
Acknowledgements
This work was supported by NIA grant RO1-A610604 and is publication number NP8856 from the The Scripps Research Institute. Portions of this paper were reported at the meetings of the Society for Psychophysiological Research, Chicago, Illinois (1991) and the Evoked Potential International Congress X, Eger, Hungary (1992).
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Copyright © 1997 Elsevier Science B.V. All rights reserved.